Categories
Financial & Insurance Services
Discover easy-to-use Financial and Insurance Services templates and training courses for service quotes, proposal, and more. Use them to gain practical knowledge, streamline your work, and stay on top of industry best practices. Customize these resources to fit your needs and excel in the Financial and Insurance Services industry with confidence.
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HIPAA Risk Assessment Template
Use this risk assessment template to determine what threats and vulnerabilities currently exist in your institution that can put PHI at risk.
by SafetyCultureGetDownloads: 300+ - Template
Operational Due Diligence Template
An operational due diligence template is used to review the operations of a business: customer patterns, competitors, business marketing and analysis, and perception. This uses the response set Done-In Progress-Not Applicable for each item.
by SafetyCultureGetDownloads: 300+ - Template
Business Impact Assessment Template Questionnaire
Assess readiness of your business unit through this questionnaire and identify if there are issues within your area that needs to be addressed for your BIA.
by SafetyCultureGetDownloads: 300+ - Template
Privacy Impact Assessment Template
Download and use this free privacy impact assessment template when creating your organization's PIA program. Account for any potential risks and issues before implementation and ensure you're not missing key details and aspects by using the template as your guide.
by SafetyCultureGetDownloads: 300+ 
TemplateBranch Site Visit Audit
Explore the Branch Site Visit Audit template designed to ensure compliance, enhance efficiency and promote safety in your operations.
by SafetyCultureGetDownloads: 300+- Template
Vendor Registration Form
Businesses screening potential vendors can use this vendor registration form to collect the necessary vendor/supplier data from a prospective vendor. This form allows businesses to collect data such as: 1. The vendor company's legal name and business type. 2. A short summary of the products, materials, or services the prospective vendor offers. 3. The name and contact details of the vendor company's representative.
by SafetyCultureGetDownloads: 300+ - Template
Business Case Template
Use this template to enter general information about the business case such as the document number, company name and department, project name and its sponsor, and date when the template was first used. Then, introduce the business case with a brief background, problem statement, strategic objectives, and related projects, and break down each solution option with its description, benefits, disadvantages, timescale, costs, and major risks then state the preferred option and why. Assign an action with a priority level and due date for any type of procurement that needs to be undertaken. Next, list key milestones and deliverables with a date, or elapsed time from the start of the business case, add photos or attach files where appropriate, and indicate details on governance, progress monitoring, how the business case will be kept updated, and how different versions will be identified. Finally, complete the business case with additional comments and digital signature of the project manager.
by SafetyCultureGetDownloads: 300+ - Template
Procédure générale de la diligence raisonnable technique
Cette liste de contrôle sert de guide pour effectuer la vérification préalable d'une entreprise présentant un potentiel d'investissement. Elle peut aider à déterminer la rentabilité et le risque pendant le processus de prise de décision avant une fusion ou une acquisition. Cette liste de contrôle convertie peut être utilisée par les investisseurs et les consultants sur leur appareil mobile.
by SafetyCultureGetDownloads: 200+ - Course
Starting Your NDIS Journey
The National Disability Insurance Scheme (NDIS) is Australia's first national scheme that funds costs associated with disability. Are you interested in becoming an NDIS participant? Take this course to help you understand NDIS, find out your eligibility, and prepare you for your planning meeting once your NDIS application is approved.
by SafetyCultureGetDownloads: 200+ - Course
Navigating Retirement
Retirement is brand new adventure you have to prepare for. There are no rights or wrongs ways to prepare but this course aims to help you navigate your road to retirement so you can prepare, accept, and enjoy it.
by SafetyCultureGetDownloads: 200+ - Template
Fraud Risk Factors Checklist
This checklist is laser-focused on evaluating factors that may put the business into a high risk of fraud. It was divided into 2 parts: (1) assessment of risks from misstatements arising from fraudulent financial reporting and (2) misappropriation of assets. The first part tackles threats to financial stability or profitability by economic, industry, or entity operating conditions, and excessive pressure from management to meet the requirements of third parties. The second part highlights the assessment of any adverse relationships between the entity and employees with access to cash or other assets susceptible to theft that may motivate those employees to misappropriate those assets.
by SafetyCultureGetDownloads: 200+ - Template
Clinical Audit Proposal Form
A clinical audit proposal form specifies the background/rationale, aims/objectives, sample inclusion criteria, standard statement, and method of data collection prior to a local or national government-initiated clinical audit. Identify potential stakeholders and patients or service users to be involved and specify anticipated audit dates with the use of this clinical audit proposal form. Before submission, the audit lead and the audit sponsor, usually a senior supervisor, can digitally affix their signatures in this clinical audit proposal form.
by SafetyCultureGetDownloads: 200+ - Template
Lista de comprobación de la auditoría de activos fijos
Esta plantilla puede ser utilizada por auditores externos y contables internos de activos fijos para garantizar que la empresa mantenga registros adecuados de los activos fijos, que la depreciación de los activos fijos se calcule correctamente y que se cumplan las normas de contabilidad.
by SafetyCultureGetDownloads: 200+ - Template
Home Insurance Inspection
This home insurance inspection template can be used by insurance inspectors in verifying policy value and home insurance claims. Use this template in SafetyCulture to easily: 1) Include information such as the insurance provider, policy number and holder, name of inspector and date of inspection as well as the exact home address with geo-tagging. 2) Chronologically conduct the inspection by following the set areas such as exterior, grounds, fondation, roof, attic, and internal systems among others. 3) Indicate if an item is a pass or fail based on your inspection. 4) Add media/images on items you deem necessary. 5) Put additional notes or recommendations you feel relevant after your initial inspection before adding your signature.
by SafetyCultureGetDownloads: 200+ - Template
General SWOT Analysis Template
Use this SWOT analysis template to identify your or your company's Strengths and Weaknesses, as well as the Opportunities and Threats that you might face. Each section of this SWOT template prompts you to analyze the different SWOT elements in-depth in order to have a deeper understanding of how you or your company are operating and what concerns need to be addressed.
by SafetyCultureGetDownloads: 200+ - Template
Due Diligence Documents Checklist
A due diligence documents checklist is a tool used to locate and complete all records, reports, and other documents needed to effectively perform due diligence, especially for a merger and acquisition. Use this comprehensive but non-exhaustive checklist of 130 due diligence documents and label each item as "available", "unavailable", or "not applicable".
by SafetyCultureGetDownloads: 200+ - Template
RIDDOR Report Template
This RIDDOR report template allows employers to efficiently draft and submit reports regarding workplace injuries, diseases, and dangerous occurrences to authorities. Each section covers all necessary requirements when reporting work-related incidents based on RIDDOR specifications.
by SafetyCultureGetDownloads: 200+ - Template
Mitti Business Package Renewal Checklist
This checklist is designed to guide your conversation with your clients at renewal time. This checklist is best used every year, around 60 days prior to the renewal of your client's Mitti Business Package Policy. Please note this checklist does not cover every situation for every business but is meant as a discussion starting point and review of your client's policy prior to renewal. Please feel free to reach out if you have any questions - hello@mitti.com.au
by Luke Robinson, from the CommunityGetDownloads: 200+ - Template
Investment Adviser Representative Audit Checklist
Comprehensive checklist for Investment Adviser Representative audits. Track advertising, compliance, documentation, and regulatory requirements with this detailed guide.
by Global Financial Private Capital, from the CommunityGetDownloads: 200+ - Template
Branch Cash Audit Guide and Float Management Checklist
Comprehensive guide for conducting branch cash audits, covering vault limits, daily reporting, money test packs, and float management. Essential checklist for cash center compliance.
by m m, from the CommunityGetDownloads: 200+ - Template
Purchase Order Form Template
This purchase order form template is ideal for wholesalers or bulk orders. Use this purchase order form to do the following: 1) State the purchase order date and number, 2) Clarify the shipping and payment terms, 3) Add as many items as you need to the order, 4) Record the tax rate, tax, shipping and handling fees, and 5) Approve the purchase order by digitally signing.
by SafetyCultureGetDownloads: 100+ - Template
Operational Process Audit
Can be used to internally audit operational processes (predominantly Clause 8 processes of ISO management systems)
by SafetyCultureGetDownloads: 100+