Categories
Financial & Insurance Services
Discover easy-to-use Financial and Insurance Services templates and training courses for service quotes, proposal, and more. Use them to gain practical knowledge, streamline your work, and stay on top of industry best practices. Customize these resources to fit your needs and excel in the Financial and Insurance Services industry with confidence.
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Business Continuity Plan (BCP) Template
Prepare emergency procedures for risks using this business continuity plan template. Identify the scope, business functions at risk and outline roles and responsibilities of key personnel.
by SafetyCultureDownloads: 7,766 - Template
Due Diligence Checklist
This due diligence checklist can be used as a guide when conducting due diligence on a company with potential for investment. It can help determine profitability and risk during the decision-making process before a merger or acquisition. This converted checklist can be used by investors and consultants on their mobile device.
by SafetyCultureDownloads: 1,428 - Course
Introduction to Anti-Money Laundering
With this UNITAR course, you will learn about the impact money laundering has on international development. You will understand about international standards and compliance issues as well as standard recommendations. This course is for people in ministries, governments, or NGOs who are working on anti-corruption issues in the financial sector. It is part of a UNITAR series on finance
by UNITARDownloads: 1,346 - Course
Introduction to Microfinance
Microfinance has evolved significantly since the 1970s, indicative of future opportunities. This 4-part course builds on what we already know about the world of microfinance, its evolution, risks, and future growth. This course is for those working in communities that may engage with microfinance. It is part of a UNITAR series on finance.
by UNITARDownloads: 1,082 - Template
Equipment Sign Out Sheet Template
Use this template to document details of the equipment and to whom it was issued. Make sure all the relevant details about the issuance and equipment are indicated. IT or facilities personnel must sign this template off.
by SafetyCultureDownloads: 992 - Template
Business Impact Analysis Template
Assess impact and quantify losses to your business functions through this digital template. Affix our digital signature to confirm the assessment made.
by SafetyCultureDownloads: 990 - Template
Legal Compliance Audit Checklist
A legal compliance checklist is used to determine if an organization has met all regulatory requirements in order to legally operate and avoid litigation. Use this digitized legal compliance checklist to assess if an organization is operating in accordance with applicable laws.
by SafetyCultureDownloads: 913 
TemplateCash count audit
Explore the Cash count audit template designed to ensure compliance, enhance efficiency and promote safety in your operations.
by SafetyCultureDownloads: 907- Template
BCP Audit Checklist
Regularly audit BCPs using this digitized checklist and identify areas that need to be updated.
by SafetyCultureDownloads: 849 - Template
General Fraud Risk Assessment Template
The most cost-effective way to prevent fraud losses is to conduct a regular audit. Use this general fraud risk assessment template to evaluate vulnerability to any threat or fraud risk within the organization. This checklist contains 38 essential questions which are designed to test the effectiveness of their fraud prevention measures. Inspect if there are ongoing anti-fraud training provided to all employees. Check if fraud reporting mechanisms are in place and if open-door policies are implemented to help employees speak freely about pressures and other fraud risk factors.
by SafetyCultureDownloads: 832 - Template
Fixed Asset Register Template
Download this free fixed asset register template to help you keep a record of your tangible assets, their descriptions, and unique identifiers. Adequately describe the assets and their condition by uploading photos and adding notes.
by SafetyCultureDownloads: 688 - Template
GDPR Compliance Checklist
This GDPR compliance checklist was converted using SafetyCulture. Performing a compliance check can help you mitigate exposure to regulatory penalties. Use this checklist as a guide to comply with the basic GDPR regulations.
by SafetyCultureDownloads: 632 - Template
Flood Risk Assessment Report Template
This flood risk assessment template is used to identify and assess sources of flood risks. This template can be used by property investors and developers to mitigate identified risks prior to any major business decision and development. The template can serve as a guide for the inspector to do the following: Do a visual inspection of the surroundings, Evaluate all sources of flood risks and provide each a description, Take photo evidence of any risk which needs immediate resolution, Provide a risk rating for each flood source: "High, Medium, Low or None",Assign actions to responsible teams and authorized people, Complete the audit by signing off.
by SafetyCultureDownloads: 552 - Template
ISO 22301:2019 Checklist
Use this ISO 22301:2019 checklist template to comply with ISO standards and ensure business continuity. This template can also help with identifying points for improvement in leadership, management, and contingency plans.
by SafetyCultureDownloads: 466 - Template
Financial Due Diligence Checklist
This financial due diligence checklist can be used by accountants or financial advisors to assess the financial standing of a business. Use this as a guide to cover the assets and liabilities, and financial risks of the business.
by SafetyCultureDownloads: 411 - Course
Elder Abuse (Financial Services)
Elderly people are easily more prone to financial exploitation or abuse. This course aims to educate the elderly, their family members, and bankers or creditors on avoiding and stopping these practices.
by SafetyCultureDownloads: 379 - Course
Account Planning
In this course, learn about the challenges in account planning today and how you can leverage modern account planning approaches to take sales to the next level.
by SafetyCultureDownloads: 376 - Course
Insider Trading
Insider trading has been a buzzword over the last two decades and while it helped many organizations to substantially grow their business, it can also be used by other people for their own gain through illegal insider trading. This course contains the information you'll need to better understand what makes insider trading illegal or not, as well as the practices you can take to prevent illegal insider trading from happening.
by SafetyCultureDownloads: 364 - Template
Fraud Risk Assessment Checklist
Use this checklist to monitor the effectiveness of anti-fraud processes controls in place, and if the culture of honesty and ethics are being practiced by employees. The end goal of performing this assessment is to create a positive workplace environment free from fraudulent acts or any form of misconduct.
by SafetyCultureDownloads: 359 - Template
Fixed Assets Internal Controls Checklist
This checklist can be used by fixed assets auditors as a stand-alone self-evaluation tool, or as a preparatory document when developing a compliance tracker. Check if the organization has an updated record of fixed assets, if the asset are reviewed on a regular basis, and if they are stored securely when not in use.
by SafetyCultureDownloads: 346 - Template
Business Impact Assessment Template Questionnaire
Assess readiness of your business unit through this questionnaire and identify if there are issues within your area that needs to be addressed for your BIA.
by SafetyCultureDownloads: 330 - Template
Branch Site Visit Audit
Explore the Branch Site Visit Audit template designed to ensure compliance, enhance efficiency and promote safety in your operations.
by SafetyCultureDownloads: 324 - Template
Business Case Template
Use this template to enter general information about the business case such as the document number, company name and department, project name and its sponsor, and date when the template was first used. Then, introduce the business case with a brief background, problem statement, strategic objectives, and related projects, and break down each solution option with its description, benefits, disadvantages, timescale, costs, and major risks then state the preferred option and why. Assign an action with a priority level and due date for any type of procurement that needs to be undertaken. Next, list key milestones and deliverables with a date, or elapsed time from the start of the business case, add photos or attach files where appropriate, and indicate details on governance, progress monitoring, how the business case will be kept updated, and how different versions will be identified. Finally, complete the business case with additional comments and digital signature of the project manager.
by SafetyCultureDownloads: 309 - Template
HIPAA Risk Assessment Template
Use this risk assessment template to determine what threats and vulnerabilities currently exist in your institution that can put PHI at risk.
by SafetyCultureDownloads: 294