Categories
Financial & Insurance Services
Discover easy-to-use Financial and Insurance Services templates and training courses for service quotes, proposal, and more. Use them to gain practical knowledge, streamline your work, and stay on top of industry best practices. Customize these resources to fit your needs and excel in the Financial and Insurance Services industry with confidence.
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Equipment Return Sheet Template
Record the details of the returned equipment including the condition when it was returned. You can also indicate the previous personnel who approved the previous issuance for a detailed report. Sign the template off with your digital signature.
by SafetyCultureDownloads: 100+Get 
TemplateCompliance Gap Analysis Template
Identify and resolve all existing compliance gaps within the organization to align processes with legal regulations and industry standards. This template covers the following: 1) Regulatory or compliance requirements; 2) Risk management; 3) Monitoring and review; 4) Comments or suggestions and sign-off.
by SafetyCultureDownloads: 100+Get- Template
Procurement Management Plan Template
Use this procurement management plan template to map out the steps required to acquire goods and services. Start by outlining the activities and people involved in the procurement process. Then, create a list of items and/or services to be purchased, along with a list of potential suppliers. After this, identify potential risks, specify mitigation strategies, and define the assumptions and constraints in the process. Once done, have the plan approved using electronic signatures with time and date stamps.
by SafetyCultureDownloads: 100+Get - Template
Business Process Documentation Template
This business process documentation template helps managers comprehensively record the outline of a business process from beginning to end. Managers can add photos, notes, and actions to each template item. They can also do the following: (1) Specify the process owner or the person responsible for overseeing the process, (2) Add multiple process roles which include the person's title, name, and responsibility, (3) Determine the what, who, when, and how of each process step and include photos, and (4) Identify how exceptions will be detected, managed, and controlled or prevented.
by SafetyCultureDownloads: 100+Get - Template
ISO 37001 Checklist
This ISO 37001 checklist aims to verify compliance with the regulatory requirements of the ISO regarding anti-bribery and collaborate with possible opportunities for improvements arising from this survey. This can be used for performing gap analysis checks, audit inspections, and regular compliance checks.
by SafetyCultureDownloads: 100+Get - Template
Vendor Due Diligence Checklist
Download and use this free vendor due diligence checklist template to streamline your evaluation process on a vendor's key areas such as financial stability, regulatory compliance, and operational capabilities. With this customizable checklist, enhance your due diligence efforts toward well-informed decision-making.
by SafetyCultureDownloads: 100+Get - Template
Business Contingency Plan Template
Use this basic contingency plan template to outline, list, and describe your organization's recovery, restoration, and backup plans when a crisis occurs. Crisis management directors leadership teams, and other contingency planning stakeholders can use this plan template to streamline its creation and standardize action plans.
by SafetyCultureDownloads: 100+Get - Template
Commercial Due Diligence Checklist
Download this free commercial due diligence checklist template to thoroughly review a target company's availability of key records, strategies, data, and other information relevant to its commercial feasibility. This tool can help potential investors or buyers during deals.
by SafetyCultureDownloads: 90+Get - Template
Estimate Template
Use this template to create a cost estimate for any type of project. Start by filling out the general information such as the name, address, and contact details of the contractor and client. Then, write a brief description of the work to be carried out and select the elements that will be included in the breakdown of costs. Next, specify each element, whether materials, labor, and/or others, with their respective quantity, unit price, duration, hourly rate, and amount. Feel free to take and/or attach photos of the items in the list for providing an easier visual reference. Finally, indicate the total estimated cost and validity period of the cost estimation, then confirm the terms and conditions before completing the estimate template with digital signatures from both parties.
by SafetyCultureDownloads: 90+Get - Template
LLL - Meeting Minutes - Finance and Operations
Minutes for regular one to one meetings between Head of Finance and Head of Operations
by Mark Prior, from the CommunityDownloads: 90+Get - Template
Petty Cash Log Template
This easy-to-use petty cash log template can help you maintain an accurate record of all petty cash expenses. Use your mobile device to easily update or reconcile expenditures anytime anywhere. Prevent delays in the expected replenishment of petty cash by being timely in submitting records using this petty cash log template.
by SafetyCultureDownloads: 80+Get - Course
Introduction to the Financial System
This UNITAR course defines the financial system and introduces the six elements that it is composed of. It also defines the financial entities that facilitate the flow of funds in the financial system and the four sectors of the economy that make up the non-financial lenders and borrowers. This course is for those interested or working in the financial sector. It is part of a UNITAR series on finance.
by UNITARGet7 LessonsDownloads: 70+ - Course
Introduction to International Financial Markets
Understand the global negotiating environment and prepare for multilateral, bilateral and commercial negotiations. Also learn to weigh the relative advantages and disadvantages of a particular financial transaction. This course is for those working in the financial sector. It is part of a UNITAR series on finance.
by UNITARGet8 LessonsDownloads: 70+ - Template
Commercial Property Insurance Inspection
This template is used by insurance inspectors in complying with the required pre-insurance inspections for commercial properties and buildings. It specifically lists all the important areas to check, as well as essential information needed with the inspections. Inspectors can also attach images, or put additional notes and recommendations after the inspection.
by SafetyCultureDownloads: 70+Get - Template
Procurement Request Form Template
Use this procurement request from template to enter the type of supply needed, number of units, intended supplier/s, and cost. Affix signature for authorization.
by SafetyCultureDownloads: 70+Get - Template
Financial Services Training and CPD Register - Simply Comply
A detailed documentation system for financial services providers to track and manage training interventions and Continuous Professional Development (CPD) requirements. The register includes sections for both formal and informal training records, covering various types of professional development activities such as broker consultant training, workshops, product launches, and technical training. It helps financial service providers maintain compliance with Section 18 of the Financial Advisory and Intermediary Services Act by recording training dates, duration, CPD points, and verification details. The system includes value assessment metrics and verification protocols for both self-study and structured learning interventions.
by Tom Killoran, from the CommunityDownloads: 70+Get - Template
Simple Business Case Template
Use this template to document the reason for the project, different options available, anticipated improvements, estimated costs, underlying risks such as unforeseen costs and extra labor, schedule with milestones, assessment e.g. what could happen if the project isn't undertaken, and recommendation.
by SafetyCultureDownloads: 60+Get - Template
Foreign Exchange Store Visit Checklist
This foreign exchange visit checklist helps managers assess retail FX operations across store presentation, rate board compliance, staff engagement, and sales execution. Review cross sell systems, upsell tracking, and performance boards, and track key KPIs including turnover, transaction volume, and average transaction value. Capture commentary and signatures from RBM and store manager to confirm findings and actions.
by Wayne Heger, from the CommunityDownloads: 60+Get