Financial Services Training and CPD Register - Simply Comply
by Tom Killoran, from the Community
A detailed documentation system for financial services providers to track and manage training interventions and Continuous Professional Development (CPD) requirements. The register includes sections for both formal and informal training records, covering various types of professional development activities such as broker consultant training, workshops, product launches, and technical training. It helps financial service providers maintain compliance with Section 18 of the Financial Advisory and Intermediary Services Act by recording training dates, duration, CPD points, and verification details. The system includes value assessment metrics and verification protocols for both self-study and structured learning interventions.
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This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.