Categories
Financial & Insurance Services
Access financial and insurance services templates and training courses that support financial literacy, audits, and core operational processes. Help your teams reduce errors, manage risk, and keep financial work accurate and consistent.
Browse Financial & Insurance Services
246 results- Template
Affinity Insurance Hospitality Survey Checklist
Use this hospitality insurance survey checklist to assess risk and compliance at hotels, motels, resorts, restaurants, cafes, bars, and venues. Sections cover general business details, accommodation, commercial kitchen operations, gaming, entertainment areas and dance floors, revenue breakdown, building construction, housekeeping and external risks, locale and carparks, fire safety, security controls, office and IT risks, flammables storage, electronics and machinery, and completion sign off.
by Jacob Ross, from the CommunityDownloads: 10+Get - Template
Commercial Strata Insurance Survey
This onsite Commercial Strata Insurance survey template helps assess multi-unit commercial and mixed-use properties for underwriting and risk management. Capture strata plan details, construction materials, roof and floor types, housekeeping and drainage, locale exposures, carpark condition, fire protection, security controls, commercial kitchen risks, hospitality venues, warehousing and storage practices, hazardous goods, electrical and mechanical systems, and manufacturing activities. Attach photos and notes to support findings.
by Jacob Ross, from the CommunityDownloads: 10+Get - Template
ATM Response Report Template
This ATM response report template helps banking and security teams document incidents at automated teller machines. Capture key details such as damage, unusual activity, site name, location, date and time, and the officer attending. Record observations, actions taken, and obtain signatures to create a clear external report. Use this checklist to standardize incident handling and improve ATM security and compliance across sites.
by Mick Spring, from the CommunityDownloads: 10+Get - Template
SOX Compliance Checklist for Section 404 Readiness
This SOX compliance checklist helps management assess and document Section 404 internal controls over financial reporting. It guides a top-down, risk-based approach; ownership by operating management; effective change management; and timely remediation of deficiencies. It covers optimizing reliance on automated and higher-level controls, coordinating with internal and external auditors, and scheduling walkthroughs and testing to mid-year with updates before year-end. The checklist also addresses resource planning, fraud risk assessment, service provider reports (e.g., SAS 70), ongoing KPI reporting to executives, and escalation of issues to ensure year-end readiness and robust control effectiveness.
by Amine Bouchane, from the CommunityDownloads: 10+Get - Template
Informe de Inspección de Riesgos SR-1
Plantilla SR-1 en español para elaborar informes de inspección de riesgos orientados a seguros. Cubre identificación del riesgo, valores asegurados, exposiciones a sismos, huracanes e inundaciones, clasificación estructural, evaluación de incendio con método MESERI, y verificación de protecciones (rociadores, extintores, alarmas, gabinetes, hidrantes). Incluye lineamientos NFPA, análisis de responsabilidad civil, continuidad de negocio y recomendaciones accionables para mejorar la aceptabilidad del riesgo y la suscripción.
by EDWIN YESID DURAN TRUJILLO, from the CommunityDownloads: 10+Get - Template
Accident and Illness Investigation Report Template
Use this CBIZ BP Loss Control Accident and Illness Investigation Report template to document and investigate workplace incidents. Record employer and employee details, healthcare provider information, incident time and location, injury type, and OSHA-notification notes. Capture narratives of what happened, affected body parts, and direct causes. Log witness statements and contact details. Verify PPE, guarding, training, and lockout procedures. Determine root cause, assign corrective and preventive actions, attach photos and diagrams, and obtain supervisor approval to prevent recurrence.
by Felipe Rodriguez, from the CommunityDownloads: 10+Get - Template
Repair Solutions Stabilisation Report v5.1
This Repair Solutions stabilisation report template v5.1 guides restoration contractors through the first visit after flood, escape of water, or fire. Capture site details, building fabric, meter readings, and peril information; complete a thorough risk assessment including asbestos, electrics, and access considerations; and document area-by-area stabilisation work, moisture measurement plans, and equipment deployed. Record contents triage, action plans for buildings and contents, and coordination with adjusters and building consultants to progress insurance claims efficiently and reduce secondary damage.
by Independent Restoration, from the CommunityDownloads: 10+Get - Template
Checklist de Cobranza
Esta plantilla de cobranza te ayuda a centralizar la gestión de cuentas por cobrar. Registra fechas de visita o contacto, responsable, ubicación o sucursal, y observaciones clave para cada cuenta. Estandariza cómo capturas pagos, promesas, incidencias y notas de seguimiento, facilitando el control de cartera y la comunicación entre equipos. Incluye secciones para datos básicos del reporte, estación o punto de atención y comentarios, lo que permite documentar evidencias y mejorar los tiempos de recuperación. Úsala para auditar procesos de cobro y priorizar acciones.
by Moises Cisneros, from the CommunityDownloads: 10+Get - Template
Property Risk Control Inspection Checklist
Use this property risk control inspection template to document building information, operations, and exposures for underwriting. Capture construction details, fire protection, security, electrical, HVAC and plumbing conditions. Evaluate fire, flood, windstorm, earthquake and nearby exposures. Review premises liability risks, maintenance, signage and contractual exposures. Verify safety programs, employee training, incident response and risk transfer procedures. Add photo evidence, record recommendations for property and liability improvements, and assign an overall risk rating to support risk engineering and underwriting decisions.
by Austin Dingledine, from the CommunityDownloads: 10+Get - Template
DA Desktop Audit Checklist
This DA Desktop Audit checklist helps financial services firms assess regulatory compliance. Review FCA permissions and controlled functions, standing data attestation, insurance permissions or AR status, ICO registration details, complaints procedures and registers, customer feedback, financial promotions oversight, staff training completion, and website/social media disclosures and privacy notices.
by Julie Atkinson, from the CommunityDownloads: 10+Get - Template
Inspección para Salón de Belleza
Esta plantilla en español está diseñada para inspecciones de riesgo en salones de belleza. Permite capturar datos del asegurado, póliza y coaseguro; evaluar la edificación conforme a clasificaciones ISO y lineamientos de construcción; analizar exposición a catástrofes naturales, viento y sismicidad; revisar sistemas eléctricos y de respaldo según NFPA 70 y 110; verificar almacenamiento y suministro de agua conforme a NFPA 22; control de incendios y extintores según NFPA 10; estimar el PML; y auditar seguridad física, cámaras, accesos y colindancias. Ideal para suscripción, renovación o reinspección, ayuda a documentar hallazgos, evidencias y medidas correctivas para reducir pérdidas y mejorar la protección del negocio.
by Diego Castillo, from the CommunityDownloads: 10+Get - Template
Чек-лист открытия кондитерского цеха
This DA Desktop Audit checklist helps financial services firms assess regulatory compliance. Review FCA permissions and controlled functions, standing data attestation, insurance permissions or AR status, ICO registration details, complaints procedures and registers, customer feedback, financial promotions oversight, staff training completion, and website/social media disclosures and privacy notices.
by Julie Atkinson, from the CommunityDownloads: 10+Get - Template
First West Credit Union H and S Branch Audit
This health and safety branch audit template helps First West Credit Union teams verify compliance across each location. Record monthly inspection and meeting details. Confirm required postings such as hospital map, committee members, first aid attendants, OHS guidelines, injury and illness notice, evacuation assembly point, employee assistance plan, Respect in the Workplace policy, JHSC minutes, and notice to workers. Check first aid kits and records, review 72-hour emergency kits and AED status, and ensure evacuation floor plans and vault escape procedures are visible. Capture issues, assign actions, and track completion.
by Tara Taylor, from the CommunityDownloads: 10+Get - Template
Financial Inclusion Form
Use this Financial Inclusion Form to assess tenants’ circumstances during housing visits. Capture property details, officer verification, tenant and household demographics, communication preferences, health and disability needs, household condition checks, and risk factors. Record benefits and pensions status, council tax support, utility debts, and fuel poverty referrals, plus notes on social tariffs and tenant engagement. Includes signatures, date, and action taken to document financial advice and next steps. Ideal for local government housing teams and social landlords.
by Tenancy Management, from the CommunityDownloads: 10+Get - Template
Commercial Insurance Application
Use this Commercial Insurance Application template to collect the information needed for underwriting and quoting. Capture lines of business, effective and expiration dates, current coverage and loss runs, requested limits, and contractual requirements. Sections include Property, General Liability, Workers Compensation, Commercial Auto, and Umbrella, with prompts for revenue, payroll, square footage, vehicles, drivers, and MVRs. Attach supporting documents to streamline submissions.
by Andrea Rosen, from the CommunityDownloads: 10+Get - Template
TESCO ATM Installation Handover and Snagging Report
This TESCO ATM installation handover and snagging checklist is designed for lockable rooms and PODs. It guides teams through site and ATM details, security and tamper checks, DDA height verification, alarm setup and confirmation, key and fob distribution, and safe door and housing requirements. It covers room fitout items such as lighting, ventilation, power, trunking, signage, paintwork, bollards, customer safety zone, CCTV privacy, and external canopy needs. The form includes a detailed snag report to capture defects, assign contractors, set completion dates, attach photos, and record sign offs by store management and NCR. Use it to confirm silicone sealing around the bezel, water ingress prevention, blue security box codes, and final photo documentation to complete commissioning.
by Stephen Evans, from the CommunityDownloads: 10+Get - Template
Mitti Business Package Renewal Checklist 2022
Use this annual checklist around 60 days before renewal to guide client discussions on Mitti Business Package policies. Confirm building replacement values, plant and equipment, office contents, security and fire protection, and policy sub-limits and perils. Review business interruption exposures, forecast growth, and key supplier or customer dependencies. Check liability cover limits, operational changes, and contractual obligations that may trigger exclusions. Helps brokers capture accurate updates for renewal documentation.
by Luke Robinson, from the CommunityDownloads: 10+Get - Course
El ahorro: parte 2
En este curso vamos a reforzar el tema del ahorro, hablando sobre el ahorro como prioridad, ahorro para emergencias, ahorros según su plazo y mucho más.
by MoveUpGet7 LessonsDownloads: 0 - Template
Tasación de Inmuebles para Valor Asegurado
Esta plantilla de informe de tasación te ayuda a determinar el valor de realización de un inmueble para actualizar el valor asegurado de las edificaciones. Registra datos del tasador, identificación y ubicación del inmueble, tipo de tasación y características del entorno. Calcula el valor de las edificaciones a partir de m² y precio unitario, incluye costos indirectos, conversión a RD$ y US$ según tasa del dólar, y el valor asegurado total. Evalúa resultados con indicadores de infraseguro o supraseguro y adjunta anexos de respaldo. Ideal para aseguradoras, brókers y peritos que requieren documentación estandarizada y trazable.
by Diego Castillo, from the CommunityDownloads: 0Get - Template
Intermediario Seguros Reservas: Solicitudes y Gestión
Esta plantilla está diseñada para intermediarios de Seguros Reservas que necesitan gestionar procesos de suscripción y servicio. Permite realizar emisiones, inclusiones, renovaciones, cobros, cotizaciones y reclamos. Incluye selección de tipo de riesgo y ramos (incendio, transporte, vehículos, fianzas, ramos técnicos y responsabilidad civil), con sus subramos. Facilita la carga de documentos y fotos, el llenado de formularios de conocimiento para personas físicas y jurídicas, y la asignación de oficiales de negocios y suscriptores técnicos.
by Diego Castillo, from the CommunityDownloads: 0Get - Template
Denied Claim Inspection Checklist
Use this denied claim inspection checklist to systematically document property damage after storms. Capture photos and measurements of gutters, downspouts, skylights, vents, shingles, and roof slopes. Record hail hits with test squares, note collateral damage, decking thickness, rafter spacing, and more to support claim appeals.
by Craig Trojan, from the CommunityDownloads: 0Get - Template
Check List SLP para Líder de Tienda
Esta plantilla de Check List SLP guía el seguimiento semanal del Líder de Tienda en una sucursal de servicios financieros. Incluye verificación de bitácoras digitales, cronograma de actividades y control de envíos de oro a central. Cubre gestión telefónica de boletas por vencer, vencidas y adjudicadas, reformulaciones y revisión de auditorías. Integra la metodología 7S, estándares de uniformes, limpieza de búnker y política paperless. Revisa campañas vigentes, preciadores y fichas CAM, además de procesos administrativos en ZEUS, horarios del equipo, cuentas por comprobar y mermas. Contempla armado de paquetes, mapa inteligente y confirmación de conocimientos clave del negocio como tasas de interés, aforos, tipos de avalúo y retención de liquidaciones. Incluye trabajo en campo con volanteo inteligente y actividades recurrentes para asegurar ejecución operativa consistente.
by Carlos Martinez, from the CommunityDownloads: 0Get
Practical safety and quality resources for financial and insurance services teams
Manage financial and insurance operations with ready-made resources that help teams stay consistent and reduce manual work. SafetyCulture’s Content Library is an online hub for financial and insurance services training courses, checklists, and templates designed to support day-to-day compliance and operational tasks. It gives teams a faster way to access guidance and conduct audits without rebuilding documents from scratch.
Why digital resources matter
Because the library is digital, resources are easier to update, share, and apply across teams. That supports better alignment and reduces the friction caused by scattered files and outdated documents.
Explore a few ways these Content Library resources support financial and insurance work:
Easily spot warning signals in financial systems with anti-money laundering courses.
Make operations smoother with vendor management and purchase order forms.
Maintain organizational health with business continuity and business analysis templates.
Efficiency grows when touch points between teams are fast and smooth. Ready-made digital resources used in the SafetyCulture platform help support that efficiency by promoting clearer inspections, real-time visibility, and more reliable practices across sites.