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Financial & Insurance Services
Access financial and insurance services templates and training courses that support financial literacy, audits, and core operational processes. Help your teams reduce errors, manage risk, and keep financial work accurate and consistent.
- Template
Check List SLP para Líder de Tienda
Esta plantilla de Check List SLP guía el seguimiento semanal del Líder de Tienda en una sucursal de servicios financieros. Incluye verificación de bitácoras digitales, cronograma de actividades y control de envíos de oro a central. Cubre gestión telefónica de boletas por vencer, vencidas y adjudicadas, reformulaciones y revisión de auditorías. Integra la metodología 7S, estándares de uniformes, limpieza de búnker y política paperless. Revisa campañas vigentes, preciadores y fichas CAM, además de procesos administrativos en ZEUS, horarios del equipo, cuentas por comprobar y mermas. Contempla armado de paquetes, mapa inteligente y confirmación de conocimientos clave del negocio como tasas de interés, aforos, tipos de avalúo y retención de liquidaciones. Incluye trabajo en campo con volanteo inteligente y actividades recurrentes para asegurar ejecución operativa consistente.
by Carlos Martinez, from the CommunityDownloads: 0Get - Template
Program Audit Kupedes Checklist
Use this Program Audit Kupedes checklist to audit microcredit lending activities for BRI-style programs. Capture debtor name and account number, schedule audit time, and record auditor details. Review the presence of guidance, verify legal documents such as KTP and letters, and check PKD items for compliance. Assess documentation accuracy, loan eligibility, and control effectiveness, then note findings and follow-up actions. Customize the template, assign to field teams, and export results to support consistent, compliant loan audits.
by Diaskar Andam Dewangko, from the CommunityDownloads: 0Get - Template
Visitas Terrenas: Verificación y Cobranza en Terreno
Plantilla de checklist para visitas en terreno orientada a servicios financieros. Incluye campos para sitio y fecha, preparador y ubicación, tipo de gestión (verificación o cobranza), datos del cliente, confirmación de ubicabilidad, dirección, registro fotográfico del domicilio y del artículo, y observaciones generales. Úsala para documentar evidencias, estandarizar auditorías en campo y mejorar el seguimiento de casos de cobranza y verificación.
by Jairo León Velez, from the CommunityDownloads: 0Get - Template
Datos Personales para Solicitud de Crédito
Esta plantilla en español ayuda a recopilar datos personales para solicitudes de crédito, especialmente automotriz. Incluye secciones para información del solicitante (identificación, contacto, estado civil), actividad laboral e ingresos, así como detalles de la operación: tipo de vehículo, marca, modelo, año, condición, monto del crédito, plazo, tasa y preferencia de seguro. Útil para concesionarios y entidades financieras para estandarizar la preevaluación de clientes. Ajusta los campos según tus requisitos y normativas locales.
by Nahuel Megale, from the CommunityDownloads: 0Get - Template
Pignoración: Informe e Inspección de Almacén
Plantilla en español para gestionar informes de pignoración en almacenes con mercancía pignorada. Incluye campos para datos del almacén, inspector y fechas; suma asegurada, inventario y certificado; tipos de mercancía (granos, lácteos, vehículos y más); evaluación de condiciones del almacén, organización y limpieza; riesgos de incendio, construcción y carga combustible; protección eléctrica y contra incendios; recursos de agua; exposición a robos, cámaras y alarmas; tiempos de respuesta de bomberos; y factores NAT CAT como inundación o cercanía a ríos. Facilita auditorías completas y documentación del estado con evidencias fotográficas.
by Diego Castillo, from the CommunityDownloads: 0Get - Template
Inspección de Riesgo Mercantil o Comercial
Plantilla integral en español para inspección y evaluación de riesgos en ocupaciones mercantiles o comerciales (Grupo M). Cubre análisis de catástrofes naturales, construcción, clasificación ISO y RMS, seguridad contra incendios según normas NFPA, suministro eléctrico, almacenamiento, combustibles inflamables, protección y prevención, y estimación de pérdidas. Incluye campos para inventarios, pólizas, coaseguro, aseguradoras participantes y medidas de mitigación. Diseñada para equipos de suscripción, ingeniería de riesgos y cumplimiento.
by Diego Castillo, from the CommunityDownloads: 0Get - Template
Benchmark Loss Control Report Template
This Benchmark Loss Control Report template provides a comprehensive framework for evaluating organizational risk and insurance readiness. It covers investigation of occurrences, claims management, OSHA recordkeeping, risk transfer and contractual protections, and loss prevention programs. Additional sections address driving exposure and driver training, ergonomics, and regulatory compliance including machine safeguarding, LOTO, PPE, industrial hygiene, and emergency readiness. Use it to document findings, assign corrective actions, and guide return-to-work, safety committee activity, and continuous improvement.
by Raul Sanchez, from the CommunityDownloads: 0Get - Template
Mantenimiento de sistemas de enlace punto a punto
Plantilla de inspeccion para seguimiento semanal del Lider de Tienda en una sucursal de servicios financieros y empeno. Cubre revision de bitacoras, desempenos, clientes nuevos e inactivos, gestion telefonica, 7S, seguridad, uniformes, paperless, campanas y preciadores. Incluye procesos administrativos, tareas en sistemas, horarios, control de merma, envio de oro, armado de paquetes y trabajo en campo.
by Fabiola Nuñez, from the CommunityDownloads: 0Get - Template
Compliance Management Software
Discover a modern compliance management solution designed to simplify regulatory obligations and reduce risk. Predict360 centralizes compliance activities in a single cloud platform with real-time dashboards, automated monitoring, regulatory change management, document control, and integrated audits and assessments. The system streamlines processes, improves visibility, and lowers the cost of maintaining compliance across the business. Endorsed by the American Bankers Association, Predict360 is trusted by financial institutions and other regulated industries seeking a scalable, easy-to-deploy compliance management system.
by Damon Hall, from the CommunityDownloads: 0Get - Template
Initial Site Visit Checklist
This initial site visit template helps insurance and restoration teams record essential details after a property incident. Capture title page information, policyholder and insurer details, peril type, visit participants, and enabling requirements such as key safe access, parking restrictions, congestion charge, and ULEZ zone. Record whether asbestos testing is required and provide notes. Document inspection findings including property description, damage overview, and external works with supporting photos. Include mechanical and electrical information, note if an EICR or plumbing report is required, and attach photos. For each area or room, record location, dimensions, ceiling, walls, floor, joinery, gloss work, and other observations, with photos. Dedicated sections cover kitchen and bathroom details including fixtures, appliances, finishes, and measurements. Add any additional information to complete the report.
by Luke Tudor, from the CommunityDownloads: 0Get - Template
Checklist de Supervisión 8 Aden
Esta plantilla en español ayuda a supervisar la ejecución de los 8 Aden durante la visita del Formador Regional. Incluye verificaciones sobre volanteo inteligente (mapa digital, inventario y enfajillado de volantes), uso y actualización de Fichas CAM, aplicación del proceso CPVM y oferta de PPMAX, cumplimiento de Zeuz al 100%, cronograma alineado a los 6 rubros, gestión de llamadas con registro en sistema, recotizaciones y motivos de liquidación, y la promoción y adopción de la app. Útil para estandarizar operaciones y mejorar resultados en sucursales de servicios financieros.
by Kevin Abadia, from the CommunityDownloads: 0Get - Template
Seguimiento semanal del Líder de Tienda
Plantilla SLP en español para la revisión semanal del Líder de Tienda en una operación de servicios financieros al detalle. Cubre bitácoras digitales, cronograma, revisión de préstamos, clientes nuevos e inactivos, adjudicados y reformulaciones. Incluye envío de oro a central, arqueo, seguimiento de auditoría, gestión telefónica y uso de sistemas como Zeus. Evalúa 7S, uniformes, limpieza, seguridad y servicio. Verifica campañas y materiales, precios, fichas CAM y ejecución comercial en campo con volanteo y actividades de venta. Considera administración de correos, horarios, mermas, armado de paquetes y metas, con registro de evidencias, calificaciones y firmas.
by Carlos Martinez, from the CommunityDownloads: 0Get - Template
Finance Peer Audit Checklist (CCNW)
This finance peer audit checklist helps teams review client finance records with consistency and control. Confirm balances against prior audits, reconcile bank transactions with statements, verify withdrawals are recorded accurately, capture the audit date range, and document actions taken. Include auditor name and signature to evidence completion and accountability. Adapt the form to your internal procedures.
by June Rigby, from the CommunityDownloads: 0Get - Template
CBIZ BP Onsite Loss Control Visit
This template supports onsite loss control visits for CBIZ Borden Perlman clients. It guides assessors through documenting audit details such as client or site, date, preparer, location, and personnel. Users can record discussion topics, add comments, and attach media, then define action plans or resolutions. The checklist also includes a signature field for the CBIZ BP loss control representative, helping standardize assessments and follow up actions.
by Felipe Rodriguez, from the CommunityDownloads: 0Get - Template
Tax Call Quality Assurance Evaluation Checklist
Use this Tax call QA evaluation checklist to audit phone interactions. Assess greeting and verification, restating issues, probing questions, policy checks, tone and empathy, confidence, information accuracy, and closing. Ideal for supervisors auditing agent performance at tax service organizations to improve compliance, consistency, and customer experience.
by Kathryn Smith, from the CommunityDownloads: 0Get - Template
ADT Autoevaluacion de Riesgos V2
Guia integral para evaluar riesgos laborales en tu empresa. Esta autoevaluacion ADT V2 se basa en el cuestionario del Banco de Seguros del Estado de Uruguay e incluye verificacion de instalaciones electricas, maquinas, iluminacion y ventilacion, superficies de transito, escaleras y andamios, gases y aparatos a presion, prevencion de incendios, elevacion y transporte. Tambien aborda riesgos quimicos, fisicos, biologicos y ergonomicos, trabajos en altura y en espacios confinados, EPP, servicios al personal y gestion de riesgos.
by EDUARDO SORIA, from the CommunityDownloads: 0Get - Template
Property Damage Site Investigation Details
Use this structured checklist to conduct property damage site investigations for insurance claims. Record client, broker, insurer and policy details; risk address and property characteristics; security and heating systems; claim notification data; discovery circumstances; emergency response; room-by-room building and contents damage; and value-at-risk calculations. Suitable for adjusters and claims handlers capturing full ICLAMS case details.
by Martin Mulhall, from the CommunityDownloads: 0Get - Template
Inspección de Kioscos en Plazas Comerciales
Plantilla de inspección para kioscos ubicados en plazas comerciales. Evalúa tipo de negocio, ubicación del riesgo, coberturas deseadas (incendios, robos, daños por agua, responsabilidad civil, interrupción del negocio), sistemas de seguridad (extintores, alarmas, cámaras), sumas aseguradas de existencias, mobiliario, maquinarias y antecedentes de siniestros. Incluye campos para fotos, medidas correctivas y datos del inspector. Útil para evaluación de riesgos y suscripción de seguros en puntos de venta minoristas.
by Diego Castillo, from the CommunityDownloads: 0Get - Template
Suppliers Attestation Checklist
This Suppliers Attestation template helps insurance service providers and distributors confirm compliance across key obligations. Verify AFS licence status, ASIC reporting, and adherence to the General Insurance Code of Practice. Review policy wording and disclosure, underwriting and pricing controls, claims handling, complaints and IDR processes, and outsourcing arrangements. Assess information security frameworks, user access reviews, cyber incident notification, and business resilience including BIA, BCP, ITSCM and DRP testing. Check fraud and AML controls, privacy practices, conflicts of interest, staff training, incident management, modern slavery due diligence, and economic sanctions screening.
by Julie Zhu, from the CommunityDownloads: 0Get - Template
CBIZ Loss Control Follow-Up Workplace Safety Assessment
This follow-up workplace safety assessment from CBIZ Loss Control helps organizations and insurers evaluate compliance and risk controls after an initial visit. It covers IIPP, HAZCOM/GHS, PPE selection and use, hearing conservation, fall protection, emergency evacuation, lockout/tagout, and incident reporting. Additional sections assess material handling equipment, heat illness prevention, fire safety, lighting, building and walkway conditions, work benches, housekeeping and trash removal, storage design, machine guarding and training, electrical safety, chemical management and SDS, ladder safety, first aid readiness, and height exposures such as scaffolds, scissor lifts, and booms. Use it to document training, verify controls, capture hazards with notes and photos, and obtain sign-off to reduce workplace risk.
by Felipe Rodriguez, from the CommunityDownloads: 0Get - Template
Alertas PP 1.1: Revisión diaria y colocación atípica
Plantilla en español para controlar la revisión diaria de alertas tempranas y la detección de colocación atípica en operaciones de préstamos. Incluye campos para número de boleta, cliente, sucursal, monto, evidencias fotográficas de prendas y datos, registro de diferencias como peso, kilataje y características, monto de diferencias, acta y pagaré, y firmas de responsables. Estandariza auditorías, documenta hallazgos y facilita el seguimiento para cumplimiento y prevención de fraudes.
by Maya Lorna, from the CommunityDownloads: 0Get - Template
DCCCO Loan Payment via ECPAY: PSB1 Procedure
This PSB1 procedure explains how to pay a DCCCO loan using either ECPAY or the AMTG Eloading Vendo Machine. It lists the requested amount, notes that payments are due every 7th of the month, and instructs staff to wait for the ECPAY receipt before recording a cash out in the cashbook under Operational Expenses. It also requires taking photos of transaction receipts for evidence and includes the DCCCO loan number for reference.
by PSB1 AMTG Variety Store Physical Store, from the CommunityDownloads: 0Get - Template
Monitoria Geral de Atendimento
Checklist de monitoria para auditoria de chamadas de assistência automotiva. Cobre saudações, abertura do atendimento e identificação do cliente, validação de dados do veículo e do titular, coleta e registro de endereços de origem e destino, confirmação de oficina e cobertura, sondagem de necessidades, empatia e profissionalismo, apresentação de soluções, esclarecimentos e encerramento com pesquisa de satisfação. Inclui campos para observações e assinaturas.
by Marcos Ribeiro, from the CommunityDownloads: 0Get - Template
Insurance Claim Checklist
This Insurance Claim Checklist guides users through documenting a vehicle incident and managing the claim process end to end. Record vehicle registration, incident details, and responsible staff. Confirm insurer contact, capture the claim number, collect and review repair quotes, document repairer details, and verify insurer approval. Track repair status, add notes, and mark the claim complete once all steps are satisfied. Designed to streamline communications with insurers such as Moran Insurance and QBE, this checklist helps teams ensure nothing is missed during claims handling.
by Blended Group, from the CommunityDownloads: 0Get
Practical safety and quality resources for financial and insurance services teams
Manage financial and insurance operations with ready-made resources that help teams stay consistent and reduce manual work. SafetyCulture’s Content Library is an online hub for financial and insurance services training courses, checklists, and templates designed to support day-to-day compliance and operational tasks. It gives teams a faster way to access guidance and conduct audits without rebuilding documents from scratch.
Why digital resources matter
Because the library is digital, resources are easier to update, share, and apply across teams. That supports better alignment and reduces the friction caused by scattered files and outdated documents.
Explore a few ways these Content Library resources support financial and insurance work:
Easily spot warning signals in financial systems with anti-money laundering courses.
Make operations smoother with vendor management and purchase order forms.
Maintain organizational health with business continuity and business analysis templates.
Efficiency grows when touch points between teams are fast and smooth. Ready-made digital resources used in the SafetyCulture platform help support that efficiency by promoting clearer inspections, real-time visibility, and more reliable practices across sites.