An export compliance checklist is an assessment tool used to determine compliance with Export Administration Regulations and implement corrective actions for non-compliance. Easily evaluate the recordkeeping, auditing, reporting, and escalation procedures of the company using this checklist. This checklist has been designed to make it easier for compliance teams to perform a risk assessment of their security and screening procedures
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Templateby SafetyCultureMonthly ITAR Compliance Checklist
This ITAR compliance checklist can be used by compliance officers every 30 days to ensure compliance with ITAR. Use this monthly checklist to complete export or temporary import control documents and efficiently monitor ITAR-controlled items. SafetyCulture's scheduling feature enables compliance managers to easily assign monthly compliance checks, indicating exactly what time the inspections should start and finish.
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ITAR Compliance Checklist
Use this comprehensive checklist to conduct annual compliance audits and detect ITAR non-compliance based on export clearance requirements, ITAR-controlled technical data, use of ITAR exemptions, and more. This 60-item checklist has been designed for compliance officers to easily determine ITAR compliance based on 26 categories, including registration, licenses, and voluntary disclosure.
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SOX Compliance Checklist
A SOX compliance checklist is used by the management team of publicly-traded companies to evaluate their compliance with the Sarbanes-Oxley Act and improve areas where potential noncompliance can occur. Use this checklist as a practical application of Section 404: Management Assessment of Internal Controls because it seems to cause the most difficulties for compliance.
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EAR Compliance Checklist
An EAR compliance checklist aims to help manufacturers and exporters of EAR controlled items easily comply with the Export Administration Regulations (EAR). Use this checklist to identify EAR compliance red flags and assess your current security and screening procedures for Denied Persons List, Entity List, and Prohibited Nuclear, Rocket Systems, Unmanned Air Vehicles, Missiles, Chemical, and Biological Weapons End-uses/users.
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