A SOX audit checklist is a tool used by internal auditors to verify the implementation of security controls, focusing on Section 302: Corporate Responsibility of Financial Records and Section 404. Use this checklist to assess the company's safeguards to prevent data tampering, track data access, and detect security breaches. This checklist also includes appropriate measures for disclosure to SOX Auditors.
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Templateby SafetyCultureSOX Compliance Checklist
A SOX compliance checklist is used by the management team of publicly-traded companies to evaluate their compliance with the Sarbanes-Oxley Act and improve areas where potential noncompliance can occur. Use this checklist as a practical application of Section 404: Management Assessment of Internal Controls because it seems to cause the most difficulties for compliance.
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Security Audit Checklist
Download this free security audit checklist to verify the effectiveness of your organization's security measures and controls. Through an in-depth security audit, be able to identify areas for improvement and address security issues.
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Cyber Security Audit Checklist
A cyber security audit checklist is used by IT supervisors to inspect the overall IT security of the organization including hardware, software, programs, people, and data. It is used to assess the organization from potential vulnerabilities caused by unauthorized digital access.
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Information Security Risk Assessment Checklist
This checklist can help Information Security Officers determine the current state of information security in the organization. Determine if an item is High, Medium, Low, or No Risk and assign actions for time-sensitive issues found during assessment. This can be used as a guide to go through the following: Organizational and company practices, Security against physical threats, Data security practices, Information and software integrity, Device security and network protection, Incident response.
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