Published March 26th, 2020
What are HR Records?
HR records or Human Resource records are informational documents utilized by HR professionals and organizations to carry out their functions. It is a documented list of activities and evidence which helps employees and organizations support regulatory requirements, emergency plans, insurance claims, and employee qualifications and promotion.
Importance of HR Records
HR records are essential documents needed by a company, regardless of industry. It contains significant information such as employee transcripts, incident reports, budget, and organized events. Keeping and securing these records help the organization in:
- analyzing existing problems at the workplace;
- evaluating if policies are regulated, standardized, and up to date;
- capturing information on how resources are managed;
- preparing employee training needs; and
- reinforcing safeguards against employee disclosure of confidential records.
This article will briefly discuss the following:
- Types of HR records
- How retention of HR records work
- Technology used to streamline HR records management
- Free, customizable, and ready-to-use HR checklists
Types of HR Records
HR records include data from minutes of meetings, orders, program implementation, and employee submissions. The following are essential types of HR records an organization should gather:
Employee records are a compilation of personal information, performance, and status of each employee. It is classified into four subcategories:
- Pre-employment records
Employees are required to submit personal data documents such as medical and employment history, emergency contact numbers, and employment contracts including benefits and salary offers.
- Onboarding records
Upon joining the organization all employees must attend employee onboarding and induction to avoid tendencies of negligence to health and safety regulations. Attendance confirmation must be reflected in employee records.
- Past and current Performance records
All employees are measured and benchmarked according to their performances. It is a documented evaluation of contributions, achievements and any possible disciplinary actions. Keeping a record would help management’s decision for employee appraisal or termination.
- Offboarding records
Offboarding employees must complete a clearance form from the organization. It should be kept as part of employee records to ensure a seamless separation. This would ensure clear communication to avoid exposing organizations to legal, security and reputational risks.
All company activities must be documented including the type of event, objective, plan, and budget. This would set transparency with business owners and serve as evidence on where the annual budget was allocated and used.
All incidents including accident or near miss must be recorded to fulfill regulatory requirements (such as OSHA 300 Forms in the United States). These records may help the organization in analyzing safety and security improvement needs and can support personal or business insurance claims.
It is a compilation of gathered feedback from the participant(s) regarding training programs, facilitators, and training facilities. This record would help identify employee skill gaps and training needs. Also, it helps in assessing and improving the overall experience of training programs.
All purchases must be properly documented including equipment, daily operation, facility improvement and more. These records will be used by the organization as evidence for business compliance with regulatory requirements. Also, it helps identify if assets are enough for business’ deliverables.
Proper Retention of HR Records
HR department retains and destroys employee records in accordance with federal and state laws governing record retention such as EEOC Regulations, ADEA, and FLSA recordkeeping requirements.
- EEOC Regulations state that employers should keep all employment records for one year from the date of termination or separation.
- ADEA recordkeeping requirements state that employers must keep all payroll records including benefit plans for three years. Also, any written merit and performance record should be kept at least one year after employee termination.
- FLSA recordkeeping requirements applicable to the EPA state that employers must keep payroll records for at least three years, while other records such as wage rates, job evaluations, seniority, and merit systems should be kept for at least two years.
Technology Used to Streamline HR Record Management
HR Record Management is an administrative burden for human resource professionals because of tons of papers to store, organize, and retrieve. Avoid this hassle by using iAuditor by SafetyCulture, a cloud-based recordkeeping app. The iAuditor mobile app allows you to do the following:
- Download ready-to-use HR record templates or easily create and customize your own via Smart Forms.
- Add new employee records to HR’s list of employees using your handheld device.
- Maintain up-to-date employee records anytime, anywhere, even if you’re offline. All records will automatically sync to the cloud once you connect to the internet.
- Access real-time HR records instantly and generate documents needed by employees or the organization.
- Save all gathered data securely in the cloud.
- Capture photo evidence of identified employee red flags and non-compliance.
- Upgrade to a Premium account to track performance via data analytics and gain actionable insights to improve operations.
Featured HR Record Templates
HR Employee Checklist
An HR employee checklist is used whenever there are newly hired employees. This template has been created to guide human resource professionals to do the following:
- Fill up the new employee personal profile
- Capture photo of newly hired employee
- Indicate the job information, family members, and educational background
- Capture photo of medical records and employment contract
- Indicate HR notes and recommendations
- Sign off with a digital signature to verify the account
Employee Onboarding Checklist
This employee onboarding checklist is used to assess if all onboarding processes were discussed with newly hired employees. It helps to identify missing onboarding documents and requirements.
Employee Offboarding Checklist
This employee offboarding checklist is used to identify if all exit requirements were completed by an employee to officially exit from the company.
Human Resource Policy Checklist
This Human Resource policy checklist was created by HR Genie Pty Ltd using iAuditor by SafetyCulture. HR Genie Pty Ltd has a dynamic and enthusiastic team with practical experience in consultancy – HR and Business. It was created to assess the status of Human Resource Management Policies.
Human Resource Client Review
This human resource client review is used by HR professionals to assess strategic and operational activities if effectively implement in the organization.
Training Feedback Form
A training feedback form is used to evaluate training sessions by gathering feedback from the participant(s) regarding the training program, facilitator, and training facilities.
An inventory checklist is used to create a basic list of your stocks. It helps verify if supplies are enough for business’ deliverables.