Template

SSP UK Legal and Compliance Mock Audit FY17

20+

This SSP UK Legal and Compliance Mock Audit FY17 checklist helps hospitality operators evaluate legal and operational compliance across front and back of house. It covers food safety and hygiene, allergens, HACCP and due diligence records, temperature monitoring, cross contamination prevention, and PPE. Health and safety checks include cleanliness, equipment condition, extraction, pest control, fire log compliance and daily management routines. Business controls address VAT and POS setup, cash handling, CCTV, vulnerable stock, waste, forecasting, scheduling and revenue reconciliation. HR and training sections verify right to work, licensing training, certificates, appraisals and secure records.

With SafetyCulture you can

Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

With SafetyCulture you can

Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

About author

Community

This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions .

Template

SSP CCA Audit Checklist

This SSP CCA audit checklist supports internal unit assessments across key areas of food and hospitality operations. It covers food safety practices including HACCP documentation, allergen knowledge, handwashing, cross-contamination prevention, FIFO, PPE, temperature monitoring, and timed display controls. Health and safety checks include cleaning standards, extraction systems, slips and trips, fire log completion, equipment status, and company notices. Business controls span VAT status, till checks and variances, cash handling and security, vulnerable stock, PCI DSS awareness, and staff access permissions. HR and training sections review right to work, personnel files, training records, licensing training, appraisals, and secure file storage. Licensing compliance, CCTV checks, customer-facing standards, upselling, product availability, portion control, coffee quality, planograms, and shift planner completion are also included.

by Jamie Bacon, from the Community

20+

Get

Template

NSF Mock Audit 2024 Checklist

Use this NSF Mock Audit 2024 checklist to assess food safety and operational compliance before an inspection. The template covers FSMS availability, due diligence logs, staff training (Levels 1–3 and allergens), hygiene and handwashing, personal protective clothing, stock rotation, temperature control for chilled, frozen, and hot-holding foods, allergen management and communication between front and back of house, cross-contamination prevention, equipment condition and probe sanitation, cleaning regimes and COSHH documentation, pest control actions, structural maintenance, cellar standards, fryer oil management, and bar storage practices. It also includes health and safety, fire safety checks, licensing compliance, and record-keeping to help identify issues, document evidence, and drive corrective actions.

by Campbell Richard, from the Community

Get

Template

Legal Compliance Audit Template

This legal compliance audit template helps organizations review key health and safety and risk controls across the workplace. Sections cover policy and management review, accident reporting and RIDDOR, consultation with employees, electrical safety and PAT, emergency and fire safety, first aid, COSHH and LEV, asbestos and legionella, PPE, PUWER and LOLER, contractor and visitor management, vehicles at work, work at height, housekeeping and facilities, pressure systems, and training and supervision. Use it to identify gaps, capture observations, assign corrective actions, and maintain evidence of due diligence for regulatory compliance and audits.

by Nigel Martin, from the Community

10+

Get

Template

Tesco Safe and Legal Audit: Fire and Management

This Tesco Safe and Legal audit helps store teams evaluate fire safety and operational compliance across Metro and similar formats. It covers fire detection clearances, escape routes, fire doors, and extinguisher condition, placement, and servicing. The checklist reviews permits to work, first aid provision and qualifications, training records, incident reporting, hazardous substances storage, roof access controls, evacuation plans, and fire risk assessments. It also checks premises licensing, tobacco policy, pest control follow-ups, and completion of required safe and legal records.

by Alison Gray, from the Community

Get

Template

Store Safe and Legal Audit for Entrance and Shop Floor

This safe and legal audit checklist helps retail teams assess entrance, exit and shop floor conditions for compliance and customer safety. It covers structure and maintenance, slips trips and falls, cleaning and hygiene routines, allergen labeling and controls, cold chain and temperature checks, product rotation and back stock, waste routines, equipment condition, social distancing controls, licensing notices, tobacco controls, and checkout hygiene. Use it to verify daily checks, action recalls and maintain store standards.

by John Wright, from the Community

10+

Get

Template

HS & FS Monthly Audit Checklist

This monthly audit checklist helps hospitality teams ensure health and food safety across kitchens and food service areas. It covers structure and equipment condition, cleaning practices, personal hygiene and uniforms, waste management and pest control, food storage and rotation (FIFO), cross-contamination controls, allergen notices and matrices, temperature monitoring and probe calibration, and due diligence records for fridges, freezers, and core cooking. It also checks chemical safety, PPE, footwear, first aid, staff training and inductions, incident reporting, and comprehensive fire safety measures. Use it to document findings, assign corrective actions, and sign off compliance each month.

by Adam Daniels, from the Community

10+

Get

SSP UK Legal and Compliance Mock Audit FY17

About author

You might also like

SSP CCA Audit Checklist

NSF Mock Audit 2024 Checklist

Legal Compliance Audit Template

Tesco Safe and Legal Audit: Fire and Management

Store Safe and Legal Audit for Entrance and Shop Floor

HS & FS Monthly Audit Checklist

You might also like

SSP CCA Audit Checklist

NSF Mock Audit 2024 Checklist

Legal Compliance Audit Template

Tesco Safe and Legal Audit: Fire and Management

Store Safe and Legal Audit for Entrance and Shop Floor

HS & FS Monthly Audit Checklist