Template

HUD Compliance Audit Checklist

20+

Use this HUD compliance audit checklist to evaluate FHA Title I and II lender obligations. It guides auditors through quality control plan implementation, oversight of third party originators, branch registration and operations, and timely monitoring of early payment defaults. Verify HMDA and program activity reporting, annual recertification, adjusted net worth, liquidity, fidelity bond and errors and omissions coverage, and NMLS filings. Document findings and corrective actions.

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Confirm accountability and compliance with a digital log

With SafetyCulture you can

Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

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SafetyCulture

Free 1,000+ Workplace Checklists & Templates created by the SafetyCulture team.

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HUD Audit Checklist
This HUD audit checklist helps auditors evaluate FHA approved lenders for compliance with HUD requirements. It covers general audit requirements, financial statements prepared under GAAP, reporting under GAAS and GAGAS, internal control over financial reporting and program compliance, and the compliance report with tested areas. It outlines schedules of findings and questioned costs, corrective action planning, and guidance for electronic submission of audited financial statements and compliance data to HUD within required timelines. The checklist also addresses lender recertification, adjusted net worth, liquidity, loan origination and servicing, escrow accounts, eligible fees, kickbacks, and required quality control plans, providing a structured approach to consistent, efficient audits.
by SafetyCulture
Downloads: 20+
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Template
HUD Audit Report Template (Chapter 7)
This HUD audit report template helps auditors and FHA-approved lenders document Chapter 7 audit findings in line with Government Auditing Standards. Capture the content of each finding with sufficient evidence, add lender-prepared corrective action plans, and track actions in progress and completed. The template supports transparent reporting on noncompliance, internal control deficiencies, and corrective measures, ensuring clear communication between auditors and program managers. Use it to improve documentation quality, validate lender comments, and reinforce consistent, compliant audit reporting.
by SafetyCulture
Downloads: 10+
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Template
ISO 9001:2015 Stage 2 Audit and Recertification
Use this ISO 9001:2015 Stage 2, surveillance and recertification audit checklist to evaluate a quality management system against clauses 4 to 10. The template guides auditors through leadership, planning, support, operation, performance evaluation, and improvement, with prompts to verify scope, objectives, risks, customer focus, documented information, and operational controls. Capture evidence, record findings, and track corrective actions to support certification and ongoing compliance. Suitable for certification audits, annual surveillance, and triannual recertification across any industry.
by Jon Ingle, from the Community
Downloads: 10+
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Template
Oversight Audit Template
Use this Oversight Audit template to evaluate internal audit practices, management review, and compliance with applicable standards and clauses. Sections cover monitoring and measurement, customer satisfaction, service delivery and supplier performance, environmental monitoring, and OHS monitoring. It also addresses nonconformities and corrective actions, accident and near miss investigations, and evidence of improvement. Capture audit scope, participants, and summary to support a consistent, documented oversight process.
by Kevin Cornwall, from the Community
Downloads: 0
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HUD Audit Checklist

This HUD audit checklist helps auditors evaluate FHA approved lenders for compliance with HUD requirements. It covers general audit requirements, financial statements prepared under GAAP, reporting under GAAS and GAGAS, internal control over financial reporting and program compliance, and the compliance report with tested areas. It outlines schedules of findings and questioned costs, corrective action planning, and guidance for electronic submission of audited financial statements and compliance data to HUD within required timelines. The checklist also addresses lender recertification, adjusted net worth, liquidity, loan origination and servicing, escrow accounts, eligible fees, kickbacks, and required quality control plans, providing a structured approach to consistent, efficient audits.

by SafetyCulture

20+

Get

Template

HUD Audit Report Template (Chapter 7)

This HUD audit report template helps auditors and FHA-approved lenders document Chapter 7 audit findings in line with Government Auditing Standards. Capture the content of each finding with sufficient evidence, add lender-prepared corrective action plans, and track actions in progress and completed. The template supports transparent reporting on noncompliance, internal control deficiencies, and corrective measures, ensuring clear communication between auditors and program managers. Use it to improve documentation quality, validate lender comments, and reinforce consistent, compliant audit reporting.

by SafetyCulture

10+

Get

Template

ISO 9001:2015 Stage 2 Audit and Recertification

Use this ISO 9001:2015 Stage 2, surveillance and recertification audit checklist to evaluate a quality management system against clauses 4 to 10. The template guides auditors through leadership, planning, support, operation, performance evaluation, and improvement, with prompts to verify scope, objectives, risks, customer focus, documented information, and operational controls. Capture evidence, record findings, and track corrective actions to support certification and ongoing compliance. Suitable for certification audits, annual surveillance, and triannual recertification across any industry.

by Jon Ingle, from the Community

10+

Get

Template

Oversight Audit Template

Use this Oversight Audit template to evaluate internal audit practices, management review, and compliance with applicable standards and clauses. Sections cover monitoring and measurement, customer satisfaction, service delivery and supplier performance, environmental monitoring, and OHS monitoring. It also addresses nonconformities and corrective actions, accident and near miss investigations, and evidence of improvement. Capture audit scope, participants, and summary to support a consistent, documented oversight process.

by Kevin Cornwall, from the Community

Get

HUD Compliance Audit Checklist

About author

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HUD Audit Checklist

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