Downloadable GDP Audit Checklists

Why Use a GDP Audit Checklist

GDP acts as a safeguard for product quality and safety during distribution. It ensures that products maintain their intended condition, reducing risks of contamination, degradation, or damage. As a result, companies can uphold product integrity, reduce recalls, and promote transparency in distribution processes, ultimately contributing to consumer safety, brand reputation, and regulatory adherence.

To help them verify their GDP compliance, audits and inspections must be conducted using GDP audit checklists. These serve as essential tools for both internal evaluations and external audits to assist organizations in ensuring safe and quality product handling, storage, and transportation.

• Compliance Assurance – provides a structured framework to ensure compliance with legal standards and guidelines governing the distribution of products
• Process Optimization – serves as a tool for identifying inefficiencies, bottlenecks, or areas for enhancement in their distribution practices, leading to increased operational efficiency
• Documentation and Accountability – provides documented evidence of compliance efforts
• Cross-Functional Alignment – encourages collaboration among various departments involved in the distribution process
• Preparedness for Audits – simplifies the audit process by ensuring that all necessary criteria are met and documented, leading to smoother audits and reduced stress

Key Components of a GDP Audit Checklist

The sections, items, and areas covered in a GDP checklist span various aspects of distribution operations and practices. Here are the most essential elements to include to make it comprehensive:

• Quality System
• Personnel
• Premises and Equipment
  • Outsourcing Activities
  • Layout of Premises
  • Hygiene
  • Temperature and Environment Control
  • Computer Systems
• Documentation
  • Standard Operating Procedures (SOPs)
  • Records
• Operations
  • Supplier Qualification
  • Qualification of Customers
  • Receipt of Goods
  • Storage
  • Segregation of Goods
  • Destruction of Obsolete Goods
  • Picking and Packing
  • Export (exceptions)
• Complaints, Returns, and Recalls
• Transportation

Your GDP Audit checklist must also be aligned with relevant regulatory guidelines and standards that govern your industry’s distribution practices. Professionals with expertise in distribution, quality assurance, and compliance should be able to provide insights and input feedback during the checklist development process. On another note, it’s best to integrate risk assessment into the checklist to identify potential risk associated with each aspect of distribution and incorporate risk mitigation strategies.

How to Conduct a GDP Audit Using a Checklist

Keep the following steps and tips in mind when performing a GDP audit with the help of a checklist:

1. Form an audit team comprising individuals with expertise in distribution, quality assurance, compliance, and relevant departments.
2. Set a date and time for the audit and notify the relevant teams to ensure their availability.
3. Provide an overview of the audit process and familiarize the team with the checklist, ensuring they understand the criteria for each item.
4. Begin the audit proper by following the checklist systematically. Document observations, findings, and evidence for each item by using notes and photos.
5. Collect supporting evidence to substantiate compliance or non-compliance with each item. This can include records, logs, and other documentation.
6. Identify areas of non-compliance and recommend corrective actions to address deficiencies.
7. Prepare a comprehensive report that includes all key findings and results of the conducted audit. Present it to relevant stakeholders and work with responsible teams to implement the recommended corrective actions as needed.
8. Conduct a follow-up audit to assess the implementation and effectiveness of corrective actions.

GDP Audit Checklist Sample Report | SafetyCulture

Training on GDP Audit Checklist Implementation

Training your employees on the effective use of GDP audit checklists is crucial to ensure that they understand its purpose and can contribute to maintaining high-quality distribution practices. This training should emphasize the significance of GDP compliance and its effect on successful implementation for the organization. Here’s an example training topic points for GDP Audits :

• GDP Audit Preparation – Ensure that participants can understand and interpret the checklist easily. Describe how to prepare for an upcoming GDP audit using the checklist.
• Documentation and Recordkeeping – Highlight the importance of gathering documentation and evidence in advance. Explain the steps to conduct an audit, including how to accurately document observations, findings, and evidence. Discuss the format and structure of the audit report.
• Practical Examples and Use Cases – Present real-world scenarios related to distribution challenges and ask participants to identify checklist items that address those challenges. Discuss instances where non-compliance with the checklist resulted in issues.
• Mock GDP Audits and Performance Feedback – During mock GDP audits, provide performance feedback and encourage discussions on best practices and areas for improvement. Emphasize the importance of cross-department collaboration, effective communication, and feedback on the checklist’s usability.
• Debriefing – Summarize the key points covered during the training.Reinforce the role of participants in upholding quality distribution practices through checklist implementation.