Conduct a yearly NCCP compliance audit with this 1300WHATLOAN checklist designed for Australian credit providers and mortgage brokers. Review licence conditions, AFSL requirements, responsible lending processes, disclosure and advertising rules, AML/CTF procedures, and financial resource obligations. Track credit representative appointments, PI insurance, trust account audits, ASIC reporting, and dispute management via IDR and EDR schemes. Verify training and background checks, record retention, IT backups and contingency plans, privacy policy, conflicts of interest, and supplier due diligence.
With SafetyCulture you can
Digitize team workflows
Turn your workflows into digital templates or checklists so your team can conduct inspections efficiently and access them from any device.
Reduce manual errors
Help your team complete tasks more accurately with digital templates that minimize errors from manual processes.
Create and share inspection reports
Generate inspection reports and share them with your team and stakeholders to keep everyone informed.
About author
This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.