Template

Top 10 Retail Audit Findings - East Region

by Yogi Israni, from the Community

20+

Use this template to review the top 10 audit findings across East region retail stores. It covers cash handling and TBR reconciliation, review of suspended transactions, operator void percentages, button battery shelf talkers, energy and classification signage, employee scheduling and exception reports, repair screen follow-up, quick wins routines, negative stock on hand, NOS and pallet management. Apply these checks to identify gaps, track corrective actions, and strengthen store compliance and performance.

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With SafetyCulture you can

Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

About author

Community

This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.

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This Store Controls Audit template helps retail teams assess operational controls across the store. It covers price integrity and shelf edge labels, management of out-of-code items and waste routines, key control and colleague searches, stock routines and recalls, and cash office processes including reconciliations, scratch cards, paid outs, and MoneyGram transactions. It also includes employment compliance and GDPR requirements, CCTV signage, and petrol filling station controls such as emergency procedures, certifications, and training. Use it to monitor performance and maintain compliance throughout the year.
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This retail store audit template helps branch and store managers assess daily operations and loss prevention. Review cash handling across tills, petty cash, spare floats, and banking preparation, including thresholds and storage in the main safe. Verify vouchers held and reconcile against system records. Evaluate stock controls such as IBT discrepancies, tracking checks, clearance stock controls, PI count compliance, inventory levels, and reasons for stock adjustments in K8. Check process adherence for outstanding purchase and sales orders, negative stock procedures, price marking and promotional POS, staff purchases, and suspended orders. Assess security measures including early or late closing flags, key holder list accuracy, CCTV functionality, and reporting. Capture significant findings and sign-offs to drive corrective actions and compliance.
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store visit template R10

Region 10

by R K, from the Community

30+

Get

Template

Store Controls Audit New Version

This Store Controls Audit template helps retail teams assess operational controls across the store. It covers price integrity and shelf edge labels, management of out-of-code items and waste routines, key control and colleague searches, stock routines and recalls, and cash office processes including reconciliations, scratch cards, paid outs, and MoneyGram transactions. It also includes employment compliance and GDPR requirements, CCTV signage, and petrol filling station controls such as emergency procedures, certifications, and training. Use it to monitor performance and maintain compliance throughout the year.

by Sinthiya Sabaratnam, from the Community

Get

Template

Risk and Compliance Financial Controls

This retail-focused financial controls checklist helps stores audit cash handling and access controls. It covers cash reserve reconciliation, investigation of register variances, refund authorization, documentation of store cash expenses, and monthly cash machine and self-checkout counts with manager sign-off. It also verifies Armaguard security seals and record keeping, regular register clearances, timely transfers to the cash machine, reconciliation of void transactions, and appropriate access levels for POS, cash machines, and cash management systems. Includes e-signature for self-audit completion.

by Operations Manager, from the Community

30+

Get

Template

Retail Store Operations Audit Checklist

This retail store audit template helps branch and store managers assess daily operations and loss prevention. Review cash handling across tills, petty cash, spare floats, and banking preparation, including thresholds and storage in the main safe. Verify vouchers held and reconcile against system records. Evaluate stock controls such as IBT discrepancies, tracking checks, clearance stock controls, PI count compliance, inventory levels, and reasons for stock adjustments in K8. Check process adherence for outstanding purchase and sales orders, negative stock procedures, price marking and promotional POS, staff purchases, and suspended orders. Assess security measures including early or late closing flags, key holder list accuracy, CCTV functionality, and reporting. Capture significant findings and sign-offs to drive corrective actions and compliance.

by Kieran Farrell, from the Community

Get

Top 10 Retail Audit Findings - East Region

About author

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