Template

Legal Compliance Audit Checklist

by Nigel Martin, from the Community

10+

Use this comprehensive legal compliance audit checklist to review company policies, roles and responsibilities, and management reviews. Evaluate accident reporting and investigation, emergency planning, fire risk assessment, alarms and extinguishers, and escape routes. Verify electrical safety including EICR and PAT, plus PPE, COSHH, SDS, LEV, legionella controls, asbestos, and DSEAR where applicable. Cover first aid, DSE and manual handling, training and supervision, machinery safety under PUWER and LOLER, lifting equipment, contractor management, vehicles at work, work at height, and housekeeping. Capture evidence, note observations, assign actions, and monitor completion to maintain regulatory compliance across the workplace.

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Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

About author

Community

This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.

Template
Legal Compliance Audit Template
This legal compliance audit template helps organizations review key health and safety and risk controls across the workplace. Sections cover policy and management review, accident reporting and RIDDOR, consultation with employees, electrical safety and PAT, emergency and fire safety, first aid, COSHH and LEV, asbestos and legionella, PPE, PUWER and LOLER, contractor and visitor management, vehicles at work, work at height, housekeeping and facilities, pressure systems, and training and supervision. Use it to identify gaps, capture observations, assign corrective actions, and maintain evidence of due diligence for regulatory compliance and audits.
by Nigel Martin, from the Community
Downloads: 10+
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Template
Health and Safety Gap Analysis Audit
This Health and Safety Gap Analysis Audit helps organizations systematically evaluate their safety management system and close compliance gaps. Review core elements including policy and communication, staff training and toolbox talks, manual handling, risk assessments and safe systems of work, COSHH and chemical controls, fire safety and emergency procedures, incident investigation and reporting, internal audits, and first aid readiness. Assess machinery and statutory inspections such as LOLER, LEV and pressure systems, PPE and RPE programs including face fit, asbestos controls, electrical and gas safety, noise and DSE, working at height, contractor management and permits to work, waste handling, work areas and vehicles, documentation, and overall site tidiness.
by Rob Brown, from the Community
Downloads: 10+
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Template
MCS Building Health and Safety Site Inspection
Use this building health and safety site inspection checklist to assess compliance and reduce risk across active sites. The template guides you through visitor and contractor controls, RAMS verification, fire risk assessment, alarms and drills, signage, extinguishers, and escape routes. Review housekeeping and welfare, first aid readiness, COSHH and chemical storage, spill response, PPE and face fit, manual handling, lifting plans and equipment, fixed wiring and PAT, machinery guarding, mobile plant segregation, and driver checks. Capture accident and near miss reporting, risk assessments and communications, asbestos management, noise, DSE, legionella, occupational health, work at height controls, and detailed vehicle inspections.
by Chris Findon, from the Community
Downloads: 0
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Template
Health and Safety Audit Checklist for Schools
This comprehensive school health and safety audit template helps leaders and site managers review compliance across policy, risk assessments, and day to day operations. It covers fire safety planning and drills, alarms, extinguishers, emergency lighting and exits, asbestos management and permissions to work, contractor controls, electrical and gas safety, legionella controls and water monitoring, plant and equipment maintenance, lifts and lifting accessories, hazardous substances and COSHH, first aid provision, accident reporting, communications and meetings, staff training and induction, welfare and DSE, housekeeping and flooring, external routes and access, trees and emergency access, and site security and safeguarding. Use it to document inspections, track actions, and maintain a safer learning environment.
by Chloe Rhodes, from the Community
Downloads: 10+
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Legal Compliance Audit Checklist

About author

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