Template

Fraud Risk Assessment Checklist

by Nobulali Gawe, from the Community

This fraud risk assessment checklist helps organizations evaluate ethics and culture, set the tone at the top, and verify key controls. Cover code of conduct training, confidential reporting and whistleblower channels, hiring practices, and disciplinary procedures. Assess risk scenarios, red flags, likelihood, and controls such as segregation of duties, reviews, reconciliations, security, and detection. Include oversight by management and the board and document outcomes.

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Community

This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.

Template
General Fraud Risk Assessment Template
The most cost-effective way to prevent fraud losses is to conduct a regular audit. Use this general fraud risk assessment template to evaluate vulnerability to any threat or fraud risk within the organization. This checklist contains 38 essential questions which are designed to test the effectiveness of their fraud prevention measures. Inspect if there are ongoing anti-fraud training provided to all employees. Check if fraud reporting mechanisms are in place and if open-door policies are implemented to help employees speak freely about pressures and other fraud risk factors.
by SafetyCulture
Downloads: 900+
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Template
VACCP Template for Food Fraud Prevention
This VACCP template helps quality and food safety teams evaluate and document food fraud vulnerabilities across ingredients, products, suppliers, and production lines. It guides users through assessing likelihood, incentives, and controls, including history of fraud, counterfeiting risk, supply chain transparency, and company culture. Use it to collaborate with procurement, operations, and vendor partners, identify high risk points, and implement control measures such as supplier verification, documentation, employee screening, and reporting systems. Ideal for food and beverage manufacturers seeking a structured approach to reduce fraud risk and support compliance.
by Brenda Thibodeau, from the Community
Downloads: 20+
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Template
Fraud Risk Assessment Checklist
Use this checklist to monitor the effectiveness of anti-fraud processes controls in place, and if the culture of honesty and ethics are being practiced by employees. The end goal of performing this assessment is to create a positive workplace environment free from fraudulent acts or any form of misconduct.
by SafetyCulture
Downloads: 400+
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Template
Food Fraud Vulnerability Assessment Template - Initial Screening
Use this template for conducting the initial screening for food fraud vulnerability of a product, ingredient, or raw material. The QA Officer can use this digital form to proactively determine the likelihood of fraud and severity of consequences should food fraud happen.
by SafetyCulture
Downloads: 2,000+
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Fraud Risk Assessment Checklist

With SafetyCulture you can

Digitize team workflows

Reduce manual errors

Create and share inspection reports

About author

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General Fraud Risk Assessment Template

VACCP Template for Food Fraud Prevention