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AML Checklist for Corporate Clients

by James Harbach, from the Community

Downloads: 20+
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This AML checklist for corporates supports compliant onboarding of non‑natural persons. It captures entity details and place of incorporation, certified incorporation documents, registers of shareholders and directors, and authorised signatory lists. It covers layered structures including trusts, foundations, and LLPs, and records controlling persons with identity verification, residence, and US TIN where applicable. The checklist guides KYC due diligence including Equifax checks, watchlist, PEP and sanctions screening, references, site visits, and open‑source validation. It also verifies document recency, proofs of address, and source of wealth, and prompts recording outcomes, next review dates, and system updates.

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With SafetyCulture you can

Digitize any process, procedure or policy
Eliminate mistakes made by paper-based processes
Create and share professional reports instantly
Confirm accountability and compliance with a digital log

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This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.