Template

Audit Compliance and Loss Prevention Risk Assessment

by Alasdair Edgar, from the Community

20+

Evaluate store-level risks and compliance with this loss prevention audit checklist for retail environments. Review cash office procedures, till variances, banking controls, cash lifts, PDQ card handling, voucher sales and redemption, refund authorization, post-voids, store security, and stock handling. Use it to identify control gaps, standardize processes, and reduce shrink across locations. This example template is for guidance only; seek professional advice to confirm suitability for your operations and jurisdiction.

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Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

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Community

This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.

Template
Loss Prevention Store Audit Checklist
Use this loss prevention store audit to evaluate adherence to policies, cash handling and banking controls, key management, POS procedures, and staff compliance. Verify training, fitting room controls, bag checks, use of security tape, and daily stock counts. Capture regional manager follow-ups on equipment faults and variances. Inspect store standards for housekeeping and safety. Record photos, note variances, and assign corrective actions to reduce shrink and strengthen store security.
by James Roberts, from the Community
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Store Audit Visit Checklist
Conduct a thorough store audit visit with this comprehensive checklist for retail teams. Evaluate loss prevention controls, cash handling and safe procedures, stock administration, deliveries and transfers, EAS tagging, CCTV, refunds and cash office processes, and daily operations. Verify health and safety compliance, training, risk assessments, and statutory signage. Use it to standardize audits, reduce shrink, improve compliance, and elevate store performance.
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TAG LP Store Risk Assessment
Use the TAG Loss Prevention Store Risk Assessment to audit retail locations for risk and compliance. The checklist covers physical security, key and safe control, slip and trip hazards, hazmat handling, inventory shrink controls, order and refund processes, reconciliations, and alarms and cameras. Standardize inspections, document issues, assign actions, and improve compliance and shrink prevention across stores.
by Peter Swit, from the Community
Downloads: 30+
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Template
2018 TLPA Retail Loss Prevention Audit Checklist
This 2018 TLPA retail loss prevention audit checklist helps store teams assess compliance across core areas of store operations. Sections cover inventory control and shrink prevention, customer service standards, knowledge and awareness topics, loss prevention procedures, cash handling and media controls, and store safety practices. Use it to verify processes like tagging, transfers, web orders, fitting room controls, EAS compliance, deposits, paperwork audits, and emergency readiness.
by Shannon Griffin, from the Community
Downloads: 0
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Audit Compliance and Loss Prevention Risk Assessment

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