Template

Context of the Organisation Clause 4 Audit Checklist

by Shaun Collins, from the Community

20+

This ISO 9001 Clause 4 internal audit checklist helps evaluate the context of the organisation, including external and internal issues, interested parties, and the scope and applicability of the quality management system. It guides auditors through mandatory checks, evidence capture, opportunities for improvement and observations, and recording nonconformances with links to audit trackers. Use it to maintain and continually improve a QMS and document audit completion details.

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Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

About author

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This community page makes available free workplace checklists and templates created by other users within the SafetyCulture community. SafetyCulture has re-published this content and where possible, has credited the original author. SafetyCulture has not verified the accuracy, reliability or suitability of any community content. You agree that your use of any of this content is in accordance with SafetyCulture’s Terms and Conditions.

Template
ISO 9001 Internal Audit: Context of the Organisation
This ISO 9001 internal audit checklist covers section 4, Context of the organisation. Use it to review internal and external issues, verify management review inputs, assess interested parties and their requirements, confirm the scope of the QMS, and check that processes are maintained. Auditors can capture evidence of conformity and nonconformity, assign actions to responsible managers, and sign off completion. Intended as a starting point for quality audits in engineering and manufacturing environments.
by James Tononcelli, from the Community
Downloads: 10+
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Template
ISO 9001 Context of the Organization Audit
Use this internal audit checklist to assess ISO 9001:2015 clause 4.0 Context of the Organization. Review strategic direction, internal and external issues, interested parties, scope of the management system, and key process interactions. Capture evidence for SWOT inputs, risk and opportunity, policy alignment, documented information, and control of outsourced processes. Record opportunities for improvement and nonconformances, and reference meeting records, surveys, and registers. Ideal for manufacturing operations like Tricel Weston seeking robust QMS governance.
by Internal Audit, from the Community
Downloads: 0
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Template
ISO 9001 Section 4: Context of the Organisation
This ISO 9001 Section 4 checklist helps organizations assess the context of the organization and establish an effective QMS. It covers 4.1 to 4.4: identifying internal and external issues, understanding interested parties, defining QMS scope, and managing processes. Prompts include reviewing previous audits and NCRs, determining inputs and outputs, sequence and interaction of processes, criteria and methods for control, resource needs, roles and responsibilities, risks and opportunities, performance evaluation, improvement, and maintaining documented information.
by Jamie Kerrigan, from the Community
Downloads: 10+
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Template
Leadership Clause 5 Internal Audit Checklist
This internal audit checklist helps evaluate ISO 9001 clause 5 leadership requirements within a quality management system. It covers mandatory pre-audit checks, evidence capture, and specific questions on leadership and commitment, customer focus, quality policy, and defined roles and responsibilities. The form supports logging opportunities for improvement and observations, tracking non-conformances, and referencing related audit trackers. Use it to structure audits, document findings, and confirm completion details for robust QMS oversight.
by Shaun Collins, from the Community
Downloads: 10+
Get

ISO 9001 Internal Audit: Context of the Organisation

This ISO 9001 internal audit checklist covers section 4, Context of the organisation. Use it to review internal and external issues, verify management review inputs, assess interested parties and their requirements, confirm the scope of the QMS, and check that processes are maintained. Auditors can capture evidence of conformity and nonconformity, assign actions to responsible managers, and sign off completion. Intended as a starting point for quality audits in engineering and manufacturing environments.

by James Tononcelli, from the Community

10+

Get

Template

ISO 9001 Context of the Organization Audit

Use this internal audit checklist to assess ISO 9001:2015 clause 4.0 Context of the Organization. Review strategic direction, internal and external issues, interested parties, scope of the management system, and key process interactions. Capture evidence for SWOT inputs, risk and opportunity, policy alignment, documented information, and control of outsourced processes. Record opportunities for improvement and nonconformances, and reference meeting records, surveys, and registers. Ideal for manufacturing operations like Tricel Weston seeking robust QMS governance.

by Internal Audit, from the Community

Get

Template

ISO 9001 Section 4: Context of the Organisation

This ISO 9001 Section 4 checklist helps organizations assess the context of the organization and establish an effective QMS. It covers 4.1 to 4.4: identifying internal and external issues, understanding interested parties, defining QMS scope, and managing processes. Prompts include reviewing previous audits and NCRs, determining inputs and outputs, sequence and interaction of processes, criteria and methods for control, resource needs, roles and responsibilities, risks and opportunities, performance evaluation, improvement, and maintaining documented information.

by Jamie Kerrigan, from the Community

10+

Get

Template

Leadership Clause 5 Internal Audit Checklist

This internal audit checklist helps evaluate ISO 9001 clause 5 leadership requirements within a quality management system. It covers mandatory pre-audit checks, evidence capture, and specific questions on leadership and commitment, customer focus, quality policy, and defined roles and responsibilities. The form supports logging opportunities for improvement and observations, tracking non-conformances, and referencing related audit trackers. Use it to structure audits, document findings, and confirm completion details for robust QMS oversight.

by Shaun Collins, from the Community

10+

Get

Context of the Organisation Clause 4 Audit Checklist

About author

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